In separate cases, two federal judges found that neither Wells Fargo nor LPL had a fiduciary obligation to look for clients' ...

By 2030, women in the U.S. will control nearly five times more wealth than they did a decade ago. It’s creating big ...

Detailed price information for Bank of America Corp (BAC-N) from The Globe and Mail including charting and trades.

A former Merrill Lynch and Wells Fargo executive has joined RBC Wealth Management to help oversee financial advisors on the East Coast. Apollon Wealth Management says it has expanded into Ohio with ...

Early in my career, I found that many business owners are very smart in managing their own businesses within industries they ...

Merrill Lynch and Wells Fargo are each reporting a burst of recruitment moves, with its latest pre-Memorial Day additions coming in from UBS and other rival firms.

While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was cleared by the SEC for “sweeping” customers’ uninvested cash from a ...

Due to the scandal, the Federal Reserve imposed an asset cap of $1.95 trillion in early 2018, and Wells Fargo agreed to pay $3 billion in fines in 2020. In June 2025, the Federal Reserve removed the ...

Wells Fargo Advisors (from 2019 to 2024 and Merrill Lynch (from 2022 to 2024) automatically offered only one bank deposit sweep program for most advisory clients and received "significant ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.

Wells Fargo and Merrill Lynch will pay $35 million and $25 million, respectively, to settle allegations by the Securities and Exchange Commission (SEC) that their handling of investment accounts’ cash ...