In separate cases, two federal judges found that neither Wells Fargo nor LPL had a fiduciary obligation to look for clients' ...

Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange Commission charges over compliance failures, ...

Wells Fargo and Merrill Lynch, which is a unit of Bank of America, are two of the nation’s largest wealth managers, ...

The bitcoin price is nearing historic highs and Wells Fargo, Merrill Lynch and Morgan Stanley are all exploring crypto-focused offerings.

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.

SEC fines Wells Fargo $35M, Merrill Lynch $25M for ‘cash sweep’ violations. Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account ...

Merrill Lynch and two units of Wells Fargo have agreed to pay $60 million in combined penalties to settle Securities and Exchange Commission charges that they failed to consider the best interest ...

Merrill Lynch and Wells Fargo are each reporting a burst of recruitment moves, with its latest pre-Memorial Day additions coming in from UBS and other rival firms.

This development comes after spot Bitcoin ETFs had a record setting week in the US, with inflows of BlackRock’s ETF hitting $612 million yesterday. The decision by Merrill Lynch and Wells Fargo to ...

Wells Fargo and Merrill Lynch did not admit or deny the SEC's findings. A spokesperson for Wells Fargo, which agreed to pay $35 million across two firms, said in a statement: ...

By Chris Prentice (Reuters) -Merrill Lynch and two Wells Fargo (NYSE: WFC) advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange ...