The office aims to improve the CRA’s service by reviewing individual complaints. The annual report provided an overview of ...

Each week, we summarize notable moves across the financial industry.

While the U.S. has made China the primary target of its erratic trade war, it’s increasingly clear that China has the upper ...

The global policy group flagged vulnerabilities in real estate funds and real estate investment trusts (REITs) that invest in ...

A pair of former mutual fund reps have been fined and banned from the industry after a regulatory hearing panel found that ...

Harvest Portfolios Group Inc. launched the Harvest Apple Enhanced High Income Shares ETF, trading under the symbol APLE on ...

The Financial Conduct Authority (FCA) reported that former analyst, Redinel Korfuzi, and his sister, Oerta Korfuzi, were ...

In a notice posted in the Federal Register, the SEC formally withdrew a series of rulemaking proposals that were issued ...

A regulatory disgorgement order will survive a fraudster’s bankruptcy, a court in British Columbia confirmed — a ruling that ...

Foreign investors cut their exposure to Canadian securities for the third straight month in April, led by a hefty ...

SIMA reported that mutual fund assets also rose in May after three straight monthly declines. Overall, mutual fund assets ...

In turbulent markets, the best investment strategies temper human emotion, says Vim Thasan, portfolio manager, North American ...