Following this weekend's de-escalation between the U.S. and China over tariffs, wealthy investors are showing greater interest in China as well as other alternatives to investing in U.S. stocks, ...

With a widely anticipated shortage of financial advisors approaching, registered investment advisory firms face a difficult choice: Change how they find talent or risk falling behind. RIAs and ...

The massive tax bill unveiled by Republicans this week keeps to the populist ethos espoused by President Donald Trump during his election campaign, but it's also a good deal for America's wealthiest ...

Newly minted Raymond James Chief Executive Officer Paul Shoukry is reassuring affiliated advisors of the firm's commitment to independence amid increased consolidation in the industry.

Todd began his industry career in 1980, at Morgan Stanley, and joined UBS in 2006, according to BrokerCheck. McGee also joined Morgan Stanley when he first registered as an investment advisor and ...

The Financial Industry Regulatory Authority has sanctioned and fined Webull Financial over the manner in which the company was represented on social media and a string of other alleged violations.

The latest investment will bring Hub's valuation to $29 billion, up from the $4.4 billion valuation Hub achieved in 2013 when it first sold an equity stake to private equity firm Hellman & Friedman, ...

Many women reported having infrequent discussions, if any, with their parents about their potential inheritance, and the same was true for widows who inherited from their spouses, according to UBS, ...

Some Fidelity users claim they were forced to miss out on Monday's stock market rally following news of a breakthrough on trade talks between the U.S. and China, according to Reuters.

Edward Jones reported solid growth in income for the first quarter of this year as its advisor ranks and client ranks grew.

This story originally ran on Financial Advisor IQ's sister publication FundFire.

Ameriprise sued LPL last July, alleging that the firm encouraged advisors to upload confidential client information — including contact information as well as Social Security, account and routing ...